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Business Management & Marketing

Business and Marketing resources at SFC Library

EDGAR REPORTS

EDGAR Report Types

Some of the more popular report types and the main type of information in each report:

Report

Content

8-K

current information including preliminary earnings announcements

10-Q

contains unaudited quarterly financial statements

10-K

contains audited annual financial statements

11-K

employee stock purchase information

13D or 13G

statement of 5% or more ownership (external transaction)

DEF14A

proxy statement (annual shareholders meeting document)

S Type

registration statements

Form 3

initial statement of beneficial ownership (insider transaction)

Form 4

statement of changes in beneficial ownership (insider transaction)

Form 5

annual statement of changes in beneficial ownership (insider transaction)

424 / 425

prospectus (initial public offering of securities)

FWP

Free-writing prospectus

HOW TO FIND A 10K REPORT ON THE SEC WEBSITE